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Fundamental Analysis

Regulatory Guidance

Preliminary factors to consider when conducting a valuation of  a business enterprise.


per Uniform Standards of Professional Appraisal Practice Standard 9-4

  • The nature and history of the business enterprise or intangible asset;
  • Financial and economic conditions affecting the business enterprise or intangible asset, its industry and the general economy;
  • Past results, current operations and future prospects of the business enterprise;
  • Past sales of capital stock or other ownership interests in the business enterprise or intangible asset being appraised;
  • Sales of capital stock or other ownership interests in similar business enterprises;
  • Prices, terms and conditions affecting past sales of similar ownership interests in the asset being appraised or similar assets;
  • Economic benefit of tangible and intangible assets.


per United States Treasury Department Revenue Ruling 59-60

  • The nature of the business and the history of the enterprise from its inception.  
  • The economic outlook in general and the condition and outlook of the specific industry in particular.  
  • The book value of the stock and the financial condition of the business.  
  • The earning capacity of the company.  
  • The dividend-paying capacity.  
  • Whether or not the enterprise has goodwill or other intangible value.  
  • Sales of the stock and the size of the block of stock to be valued.  
  • The market price of stocks of corporations engaged in the same or a similar line of business having their stocks actively traded in a free and open market, either on an exchange or over the counter. 

  

Frequently applied guidance per Financial Accounting Standards Board (FASB)

  • ASC 323 - Investments
  • ASC 350 - Intangibles - (Goodwill and Other) 
  • ASC 360 - Property, Plant and Equipment
  • ASC 470 - Debt
  • ASC 505 - Equity
  • ASC 606 - Revenue from Contracts
  • ASC 718 - Compensation (Stock based) 
  • ASC 805 - Business Combinations
  • ASC 820 - Fair Value Measurement  
  • ASC 840 - ASC 842 - Leases  
  • ASC 852 - Reorganizations
  • ASC 944 - Financial Services - Insurance
  • ASC 954 - Health Care Entities  

  

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